Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | Redbrick OZ Fund LLC | 1901990 | 04/21/2022 | D/A | Indefinite | $114,359,940 |
| UBS SECURITIES LLC | 7654 | Insight Equity Mezzanine I LP | 1449846 | 07/29/2009 | D/A | $250,000,000 | $111,125,000 |
| UBS SECURITIES LLC | 7654 | EQT Infrastructure II (No.1) Feeder Limited Partnership | 1551223 | 02/28/2013 | D/A | $110,712,387 | $110,712,387 |
| UBS SECURITIES LLC | 7654 | PACIFIC EQUITY PARTNERS FUND V-B, L.P. | 1613321 | 07/10/2015 | D/A | Indefinite | $102,581,979 |
| UBS SECURITIES LLC | 7654 | Redbrick OZ Fund LLC | 1901990 | 02/08/2022 | D/A | Indefinite | $102,506,940 |
| UBS SECURITIES LLC | 7654 | PACIFIC EQUITY PARTNERS FUND V-B, L.P. | 1613321 | 09/29/2015 | D/A | Indefinite | $101,827,969 |
| UBS SECURITIES LLC | 7654 | Ares Mezzanine Offshore Partners Feeder Fund, L.P. | 1488282 | 02/23/2011 | D/A | $300,000,000 | $100,000,000 |
| UBS SECURITIES LLC | 7654 | Insight Equity Mezzanine I LP | 1449846 | 06/12/2009 | D/A | $250,000,000 | $99,000,000 |
| UBS SECURITIES LLC | 7654 | ARES MEZZANINE PARTNERS, L.P. | 1497379 | 02/23/2011 | D/A | $200,000,000 | $95,000,000 |
| UBS SECURITIES LLC | 7654 | Insight Equity Mezzanine I LP | 1449846 | 02/11/2010 | D/A | $250,000,000 | $94,583,333 |