Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | KINDERHOOK CAPITAL FUND III, L.P. | 1439894 | 07/09/2010 | D/A | $300,000,000 | $282,000,000 |
| UBS SECURITIES LLC | 7654 | Charger Investment Partners Fund I LP | 1815076 | 08/24/2021 | D/A | Indefinite | $274,955,000 |
| UBS SECURITIES LLC | 7654 | Charger Investment Partners Fund I-A LP | 1815077 | 08/24/2021 | D/A | Indefinite | $274,955,000 |
| UBS SECURITIES LLC | 7654 | Fortress TSX Broadway Co-Investment (A) LP | 1755648 | 11/08/2018 | D/A | Indefinite | $264,675,000 |
| UBS SECURITIES LLC | 7654 | Calera Capital Partners V, L.P. | 1649880 | 04/22/2016 | D/A | Indefinite | $261,879,000 |
| UBS SECURITIES LLC | 7654 | Calera Capital Partners V, L.P. | 1649880 | 07/28/2016 | D/A | Indefinite | $261,879,000 |
| UBS SECURITIES LLC | 7654 | BRENTWOOD ASSOCIATES PRIVATE EQUITY V, L.P. | 1577491 | 07/16/2014 | D/A | $500,000,000 | $259,750,000 |
| UBS SECURITIES LLC | 7654 | CIVC PARTNERS FUND IV, L.P. | 1435275 | 02/24/2010 | D/A | $551,803,219 | $249,054,970 |
| UBS SECURITIES LLC | 7654 | Robotic Research OpCo, LLC | 1888781 | 05/05/2022 | D/A | $242,980,647 | $242,980,647 |
| UBS SECURITIES LLC | 7654 | Butterfly Fund II, LP | 1704128 | 05/16/2019 | D/A | Indefinite | $242,500,000 |