Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | Lone Star Real Estate Fund II (U.S.), L.P. | 1477197 | 06/09/2011 | D/A | $3,624,840,000 | $3,624,840,000 |
| UBS SECURITIES LLC | 7654 | MacKay Municipal Credit Opportunities Fund LP | 1460023 | 05/14/2021 | D/A | Indefinite | $3,589,183,559 |
| UBS SECURITIES LLC | 7654 | MacKay Municipal Credit Opportunities Fund LP | 1460023 | 05/15/2020 | D/A | Indefinite | $2,908,530,644 |
| UBS SECURITIES LLC | 7654 | ENERGY CAPITAL PARTNERS IV, LP | 1726196 | 10/28/2019 | D/A | $5,000,000,000 | $2,688,478,000 |
| UBS SECURITIES LLC | 7654 | ENERGY CAPITAL PARTNERS IV-A, LP | 1726198 | 10/28/2019 | D/A | $5,000,000,000 | $2,688,478,000 |
| UBS SECURITIES LLC | 7654 | ENERGY CAPITAL PARTNERS IV-B, LP | 1726216 | 10/28/2019 | D/A | $5,000,000,000 | $2,688,478,000 |
| UBS SECURITIES LLC | 7654 | ENERGY CAPITAL PARTNERS IV-C, LP | 1726217 | 10/28/2019 | D/A | $5,000,000,000 | $2,688,478,000 |
| UBS SECURITIES LLC | 7654 | ENERGY CAPITAL PARTNERS IV-C OFFSHORE FEEDER, LP | 1726218 | 10/28/2019 | D/A | $5,000,000,000 | $2,688,478,000 |
| UBS SECURITIES LLC | 7654 | ENERGY CAPITAL PARTNERS IV-D, LP | 1726219 | 10/28/2019 | D/A | $5,000,000,000 | $2,688,478,000 |
| UBS SECURITIES LLC | 7654 | Lone Star Fund VII (U.S.), L.P. | 1477199 | 06/09/2011 | D/A | Indefinite | $2,493,587,500 |