Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | ARES MEZZANINE PARTNERS, L.P. | 1497379 | 06/23/2011 | D/A | $301,000,000 | $301,000,000 |
| UBS SECURITIES LLC | 7654 | VARSITY HEALTHCARE PARTNERS II-A, LP | 1685285 | 12/22/2016 | D/A | $300,000,000 | $300,000,000 |
| UBS SECURITIES LLC | 7654 | VARSITY HEALTHCARE PARTNERS II, LP | 1685289 | 12/22/2016 | D/A | $300,000,000 | $300,000,000 |
| UBS SECURITIES LLC | 7654 | OpenGate Capital Partners III, LP | 1895033 | 12/19/2022 | D/A | $750,000,000 | $299,363,000 |
| UBS SECURITIES LLC | 7654 | OpenGate Capital Partners III-A, LP | 1895061 | 12/19/2022 | D/A | $750,000,000 | $299,363,000 |
| UBS SECURITIES LLC | 7654 | Veritas Capital Credit Opportunities Fund, L.P. | 1773502 | 04/14/2020 | D/A | Indefinite | $290,000,000 |
| UBS SECURITIES LLC | 7654 | Northwood Real Estate Co-Investors LP | 1523468 | 01/25/2013 | D/A | Indefinite | $286,050,000 |
| UBS SECURITIES LLC | 7654 | Northwood Real Estate Co-Investors LP | 1523468 | 01/17/2014 | D/A | Indefinite | $286,050,000 |
| UBS SECURITIES LLC | 7654 | Northwood Real Estate Co-Investors LP | 1523468 | 01/16/2015 | D/A | Indefinite | $286,050,000 |
| UBS SECURITIES LLC | 7654 | Northwood Real Estate Co-Investors LP | 1523468 | 01/20/2016 | D/A | Indefinite | $286,050,000 |