Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | Aerospace, Transportation & Logistics Fund II LP | 1733328 | 03/21/2019 | D/A | Indefinite | $475,000,000 |
| UBS SECURITIES LLC | 7654 | Northwood Real Estate Co-Investors TE LP | 1412705 | 01/25/2013 | D/A | Indefinite | $473,000,000 |
| UBS SECURITIES LLC | 7654 | Northwood Real Estate Co-Investors TE LP | 1412705 | 01/17/2014 | D/A | Indefinite | $473,000,000 |
| UBS SECURITIES LLC | 7654 | Northwood Real Estate Co-Investors TE LP | 1412705 | 01/16/2015 | D/A | Indefinite | $473,000,000 |
| UBS SECURITIES LLC | 7654 | Northwood Real Estate Co-Investors TE LP | 1412705 | 01/20/2016 | D/A | Indefinite | $473,000,000 |
| UBS SECURITIES LLC | 7654 | Northwood Real Estate Partners LP | 1412711 | 10/10/2012 | D/A | Indefinite | $469,366,563 |
| UBS SECURITIES LLC | 7654 | SBCVC FUND V, L.P. | 1627556 | 01/22/2016 | D/A | Indefinite | $458,000,000 |
| UBS SECURITIES LLC | 7654 | OPENGATE CAPITAL PARTNERS II, LP | 1753199 | 09/12/2019 | D/A | $450,000,000 | $447,500,000 |
| UBS SECURITIES LLC | 7654 | OPENGATE CAPITAL PARTNERS II-A, LP | 1753200 | 09/12/2019 | D/A | $450,000,000 | $447,500,000 |
| UBS SECURITIES LLC | 7654 | Newport Global Opportunities Fund I-A LP | 1662483 | 01/21/2016 | D/A | Indefinite | $439,708,786 |