Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | HNW PPVUL Series Account - 1 | 1537090 | 05/19/2023 | D/A | Indefinite | $549,178,338 |
| UBS SECURITIES LLC | 7654 | NEW HORIZON CAPITAL III, L.P. | 1451229 | 01/07/2010 | D/A | $600,000,000 | $546,500,000 |
| UBS SECURITIES LLC | 7654 | NewQuest Asia Fund III, L.P. | 1668627 | 06/20/2016 | D/A | $540,500,000 | $540,500,000 |
| UBS SECURITIES LLC | 7654 | Cerberus SFR Opportunistic Partners, L.P. | 1838407 | 12/30/2022 | D/A | Indefinite | $529,925,000 |
| UBS SECURITIES LLC | 7654 | INTARCIA THERAPEUTICS, INC | 1086688 | 08/04/2017 | D/A | $850,000,020 | $524,601,480 |
| UBS SECURITIES LLC | 7654 | Calera Capital Partners V, L.P. | 1649880 | 11/09/2017 | D/A | $519,279,000 | $519,279,000 |
| UBS SECURITIES LLC | 7654 | EQT VI (NO.1) LIMITED PARTNERSHIP | 1522739 | 09/23/2011 | D/A | Indefinite | $500,907,000 |
| UBS SECURITIES LLC | 7654 | Lightyear Fund III, L.P. | 1512743 | 06/03/2011 | D/A | $1,100,000,000 | $495,357,143 |
| UBS SECURITIES LLC | 7654 | Butterfly Fund III-A, LP | 1832405 | 11/22/2021 | D/A | Indefinite | $494,000,000 |
| UBS SECURITIES LLC | 7654 | INTARCIA THERAPEUTICS, INC | 1086688 | 04/03/2017 | D/A | $650,000,040 | $475,676,760 |