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Broker-Dealers on SEC Form D for UBS SECURITIES LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 131-140 out of 265 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS SECURITIES LLC7654Avista Capital Partners V, L.P.177414204/24/2020D/AIndefinite$619,270,000
UBS SECURITIES LLC7654Avista Capital Partners (Offshore) V, L.P.177414304/24/2020D/AIndefinite$619,270,000
UBS SECURITIES LLC7654FountainVest Capital Partners Fund IV, L.P.182751607/06/2022D/AIndefinite$617,900,000
UBS SECURITIES LLC7654Lightyear Fund III, L.P.151274308/15/2011D/A$1,100,000,000$613,500,000
UBS SECURITIES LLC7654FountainVest Capital Partners Fund IV, L.P.182751609/30/2021D/AIndefinite$595,900,000
UBS SECURITIES LLC7654OPENGATE CAPITAL PARTNERS II, LP175319911/18/2019D/A$582,525,000$582,525,000
UBS SECURITIES LLC7654OPENGATE CAPITAL PARTNERS II-A, LP175320011/18/2019D/A$582,525,000$582,525,000
UBS SECURITIES LLC7654EQT VI (NO.1) LIMITED PARTNERSHIP152273910/26/2011D/A$566,434,589$566,434,589
UBS SECURITIES LLC7654EQT VI (NO.1) LIMITED PARTNERSHIP152273910/26/2011D/A$566,434,589$566,434,589
UBS SECURITIES LLC7654Northwood Real Estate Partners LP141271101/25/2013D/AIndefinite$551,716,563

265 Results

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