Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | MacKay Municipal California Opportunities Fund, L.P. | 1641693 | 05/04/2020 | D/A | Indefinite | $724,285,205 |
| UBS SECURITIES LLC | 7654 | Lightyear Fund III, L.P. | 1512743 | 03/23/2012 | D/A | $1,100,000,000 | $716,300,000 |
| UBS SECURITIES LLC | 7654 | EQT VI (NO.2) LIMITED PARTNERSHIP | 1522738 | 09/23/2011 | D/A | Indefinite | $716,246,000 |
| UBS SECURITIES LLC | 7654 | Oak Hill Capital Partners VI (TE 892), L.P. | 1897515 | 07/15/2022 | D/A | $5,000,000,000 | $687,315,000 |
| UBS SECURITIES LLC | 7654 | Lightyear Fund III, L.P. | 1512743 | 10/17/2011 | D/A | $1,100,000,000 | $653,800,000 |
| UBS SECURITIES LLC | 7654 | Lightyear Fund III, L.P. | 1512743 | 11/08/2011 | D/A | $1,100,000,000 | $653,800,000 |
| UBS SECURITIES LLC | 7654 | Pamlico Capital III, L.P. | 1572763 | 10/08/2013 | D/A | $650,000,000 | $650,000,000 |
| UBS SECURITIES LLC | 7654 | Graham Partners V, L.P. | 1766630 | 11/26/2019 | D/A | Indefinite | $645,132,203 |
| UBS SECURITIES LLC | 7654 | PACIFIC EQUITY PARTNERS FUND V, L.P. | 1613319 | 07/10/2015 | D/A | Indefinite | $632,042,315 |
| UBS SECURITIES LLC | 7654 | Hosen Private Equity III, L.P. | 1796222 | 12/22/2020 | D/A | Indefinite | $619,833,673 |