Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | Lightyear Fund IV, L.P. | 1664405 | 02/17/2017 | D/A | Indefinite | $771,134,021 |
| UBS SECURITIES LLC | 7654 | PINE GROVE OFFSHORE FUND LTD | 1180121 | 02/25/2011 | D/A | Indefinite | $764,535,833 |
| UBS SECURITIES LLC | 7654 | NEW HORIZON CAPITAL III, L.P. | 1451229 | 03/16/2010 | D/A | $750,000,000 | $750,000,000 |
| UBS SECURITIES LLC | 7654 | Neos Partners I LP | 1942746 | 05/15/2023 | D/A | Indefinite | $749,067,000 |
| UBS SECURITIES LLC | 7654 | PINE GROVE OFFSHORE FUND LTD | 1180121 | 02/25/2013 | D/A | Indefinite | $748,132,031 |
| UBS SECURITIES LLC | 7654 | Further Global Capital Partners II-A, L.P. | 1860693 | 06/10/2022 | D/A | $1,250,000,000 | $738,557,840 |
| UBS SECURITIES LLC | 7654 | Further Global Capital Partners II, L.P. | 1861801 | 06/10/2022 | D/A | $1,250,000,000 | $738,557,840 |
| UBS SECURITIES LLC | 7654 | PINE GROVE OFFSHORE FUND LTD | 1180121 | 02/26/2010 | D/A | Indefinite | $734,258,015 |
| UBS SECURITIES LLC | 7654 | Eastern Bell Capital Fund II, L.P. | 1837967 | 12/23/2021 | D/A | Indefinite | $728,850,000 |
| UBS SECURITIES LLC | 7654 | NEW HORIZON CAPITAL III, L.P. | 1451229 | 02/26/2010 | D/A | $750,000,000 | $725,000,000 |