Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | Excellere Capital Fund IV, L.P. | 1862599 | 11/12/2021 | D/A | $850,000,000 | $850,000,000 |
| UBS SECURITIES LLC | 7654 | Pine Grove Offshore Fund Ltd. | 1180121 | 02/27/2018 | D/A | Indefinite | $844,577,781 |
| UBS SECURITIES LLC | 7654 | Pine Grove Offshore Fund Ltd. | 1180121 | 02/27/2019 | D/A | Indefinite | $844,577,781 |
| UBS SECURITIES LLC | 7654 | Pine Grove Offshore Fund Ltd. | 1180121 | 02/27/2017 | D/A | Indefinite | $843,902,781 |
| UBS SECURITIES LLC | 7654 | PINE GROVE OFFSHORE FUND LTD | 1180121 | 02/26/2016 | D/A | Indefinite | $839,940,281 |
| UBS SECURITIES LLC | 7654 | PINE GROVE OFFSHORE FUND LTD | 1180121 | 02/26/2015 | D/A | Indefinite | $832,141,531 |
| UBS SECURITIES LLC | 7654 | PINE GROVE OFFSHORE FUND LTD | 1180121 | 02/25/2014 | D/A | Indefinite | $793,221,531 |
| UBS SECURITIES LLC | 7654 | PINE GROVE OFFSHORE FUND LTD | 1180121 | 02/23/2012 | D/A | Indefinite | $790,074,472 |
| UBS SECURITIES LLC | 7654 | MacKay Municipal Opportunities Allocation Fund B LP | 1769478 | 03/04/2021 | D/A | Indefinite | $788,267,942 |
| UBS SECURITIES LLC | 7654 | Lightyear Fund III, L.P. | 1512743 | 06/01/2012 | D/A | $1,100,000,000 | $780,025,000 |