Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | L Capital Asia 2 Sing LP | 1584622 | 07/31/2014 | D/A | $1,005,000,000 | $980,000,000 |
| UBS SECURITIES LLC | 7654 | MacKay Municipal Opportunities Allocation Fund B LP | 1769478 | 03/04/2022 | D/A | Indefinite | $965,232,455 |
| UBS SECURITIES LLC | 7654 | Cornell Capital Partners III LP | 1683721 | 04/24/2017 | D/A | $2,000,000,000 | $965,000,000 |
| UBS SECURITIES LLC | 7654 | Lightyear Fund IV, L.P. | 1664405 | 11/27/2017 | D/A | Indefinite | $957,250,000 |
| UBS SECURITIES LLC | 7654 | Graham Partners V, L.P. | 1766630 | 11/12/2020 | D/A | Indefinite | $937,000,000 |
| UBS SECURITIES LLC | 7654 | Lightyear Fund III, L.P. | 1512743 | 08/15/2012 | D/A | $914,025,000 | $914,025,000 |
| UBS SECURITIES LLC | 7654 | MHR Institutional Partners IV LP | 1594962 | 12/23/2014 | D/A | Indefinite | $893,550,000 |
| UBS SECURITIES LLC | 7654 | MHR Institutional Partners IV LP | 1594962 | 04/27/2015 | D/A | Indefinite | $893,550,000 |
| UBS SECURITIES LLC | 7654 | MacKay Municipal California Opportunities Fund, L.P. | 1641693 | 05/04/2021 | D/A | Indefinite | $866,552,905 |
| UBS SECURITIES LLC | 7654 | MacKay Municipal Credit Opportunities HL Fund, L.P. | 1700102 | 04/10/2019 | D/A | Indefinite | $854,095,535 |