Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | SBCVC FUND V, L.P. | 1627556 | 01/22/2016 | D/A | Indefinite | $458,000,000 |
| UBS SECURITIES LLC | 7654 | OPENGATE CAPITAL PARTNERS II, LP | 1753199 | 09/12/2019 | D/A | $450,000,000 | $447,500,000 |
| UBS SECURITIES LLC | 7654 | OPENGATE CAPITAL PARTNERS II-A, LP | 1753200 | 09/12/2019 | D/A | $450,000,000 | $447,500,000 |
| UBS SECURITIES LLC | 7654 | Newport Global Opportunities Fund I-A LP | 1662483 | 01/21/2016 | D/A | Indefinite | $439,708,786 |
| UBS SECURITIES LLC | 7654 | Blue Torch Credit Opportunities Fund I LP | 1722916 | 11/16/2018 | D/A | $750,000,000 | $439,661,000 |
| UBS SECURITIES LLC | 7654 | TA Atlantic & Pacific VII-A L.P. | 1548681 | 05/11/2012 | D | Indefinite | $435,580,000 |
| UBS SECURITIES LLC | 7654 | Northwood Real Estate Co-Investors TE LP | 1412705 | 10/10/2012 | D/A | Indefinite | $433,000,000 |
| UBS SECURITIES LLC | 7654 | Insight Equity II LP | 1449851 | 02/11/2010 | D/A | $500,000,000 | $429,305,556 |
| UBS SECURITIES LLC | 7654 | Insight Equity II LP | 1449851 | 12/31/2009 | D/A | $500,000,000 | $427,625,000 |
| UBS SECURITIES LLC | 7654 | Lightyear Fund III, L.P. | 1512743 | 03/25/2011 | D/A | $1,100,000,000 | $407,142,857 |