Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | RVLHC II, LLC | 1861256 | 05/10/2021 | D | $500,000,000 | $500,000,000 |
| UBS SECURITIES LLC | 7654 | Lightyear Fund III, L.P. | 1512743 | 06/03/2011 | D/A | $1,100,000,000 | $495,357,143 |
| UBS SECURITIES LLC | 7654 | Butterfly Fund III-A, LP | 1832405 | 11/22/2021 | D/A | Indefinite | $494,000,000 |
| UBS SECURITIES LLC | 7654 | INTARCIA THERAPEUTICS, INC | 1086688 | 04/03/2017 | D/A | $650,000,040 | $475,676,760 |
| UBS SECURITIES LLC | 7654 | Aerospace, Transportation & Logistics Fund II LP | 1733328 | 03/21/2019 | D/A | Indefinite | $475,000,000 |
| UBS SECURITIES LLC | 7654 | Northwood Real Estate Co-Investors TE LP | 1412705 | 01/25/2013 | D/A | Indefinite | $473,000,000 |
| UBS SECURITIES LLC | 7654 | Northwood Real Estate Co-Investors TE LP | 1412705 | 01/17/2014 | D/A | Indefinite | $473,000,000 |
| UBS SECURITIES LLC | 7654 | Northwood Real Estate Co-Investors TE LP | 1412705 | 01/16/2015 | D/A | Indefinite | $473,000,000 |
| UBS SECURITIES LLC | 7654 | Northwood Real Estate Co-Investors TE LP | 1412705 | 01/20/2016 | D/A | Indefinite | $473,000,000 |
| UBS SECURITIES LLC | 7654 | Northwood Real Estate Partners LP | 1412711 | 10/10/2012 | D/A | Indefinite | $469,366,563 |