Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | Lightyear Fund III, L.P. | 1512743 | 08/15/2011 | D/A | $1,100,000,000 | $613,500,000 |
| UBS SECURITIES LLC | 7654 | TA Atlantic & Pacific VII-B L.P. | 1548682 | 05/11/2012 | D | Indefinite | $611,220,000 |
| UBS SECURITIES LLC | 7654 | FountainVest Capital Partners Fund IV, L.P. | 1827516 | 09/30/2021 | D/A | Indefinite | $595,900,000 |
| UBS SECURITIES LLC | 7654 | PINE GROVE PARTNERS L P | 931515 | 03/16/2009 | D | Indefinite | $591,223,593 |
| UBS SECURITIES LLC | 7654 | OPENGATE CAPITAL PARTNERS II, LP | 1753199 | 11/18/2019 | D/A | $582,525,000 | $582,525,000 |
| UBS SECURITIES LLC | 7654 | OPENGATE CAPITAL PARTNERS II-A, LP | 1753200 | 11/18/2019 | D/A | $582,525,000 | $582,525,000 |
| UBS SECURITIES LLC | 7654 | MSouth Equity Partners III, L.P. | 1644219 | 06/09/2015 | D | Indefinite | $567,350,000 |
| UBS SECURITIES LLC | 7654 | EQT VI (NO.1) LIMITED PARTNERSHIP | 1522739 | 10/26/2011 | D/A | $566,434,589 | $566,434,589 |
| UBS SECURITIES LLC | 7654 | EQT VI (NO.1) LIMITED PARTNERSHIP | 1522739 | 10/26/2011 | D/A | $566,434,589 | $566,434,589 |
| UBS SECURITIES LLC | 7654 | Northwood Real Estate Partners LP | 1412711 | 01/25/2013 | D/A | Indefinite | $551,716,563 |