Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | PINE GROVE OFFSHORE FUND LTD | 1180121 | 02/26/2010 | D/A | Indefinite | $734,258,015 |
| UBS SECURITIES LLC | 7654 | Eastern Bell Capital Fund II, L.P. | 1837967 | 12/23/2021 | D/A | Indefinite | $728,850,000 |
| UBS SECURITIES LLC | 7654 | NEW HORIZON CAPITAL III, L.P. | 1451229 | 02/26/2010 | D/A | $750,000,000 | $725,000,000 |
| UBS SECURITIES LLC | 7654 | MacKay Municipal California Opportunities Fund, L.P. | 1641693 | 05/04/2020 | D/A | Indefinite | $724,285,205 |
| UBS SECURITIES LLC | 7654 | Lightyear Fund III, L.P. | 1512743 | 03/23/2012 | D/A | $1,100,000,000 | $716,300,000 |
| UBS SECURITIES LLC | 7654 | EQT VI (NO.2) LIMITED PARTNERSHIP | 1522738 | 09/23/2011 | D/A | Indefinite | $716,246,000 |
| UBS SECURITIES LLC | 7654 | Excellere Capital Fund IV, L.P. | 1862599 | 06/04/2021 | D | Indefinite | $693,250,000 |
| UBS SECURITIES LLC | 7654 | Oak Hill Capital Partners VI (TE 892), L.P. | 1897515 | 07/15/2022 | D/A | $5,000,000,000 | $687,315,000 |
| UBS SECURITIES LLC | 7654 | CSP Fund II LP | 1954566 | 12/20/2022 | D | $685,000,000 | $685,000,000 |
| UBS SECURITIES LLC | 7654 | Lightyear Fund III, L.P. | 1512743 | 10/17/2011 | D/A | $1,100,000,000 | $653,800,000 |