Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | MacKay Municipal Opportunities Allocation Fund B LP | 1769478 | 03/04/2021 | D/A | Indefinite | $788,267,942 |
| UBS SECURITIES LLC | 7654 | Lightyear Fund III, L.P. | 1512743 | 06/01/2012 | D/A | $1,100,000,000 | $780,025,000 |
| UBS SECURITIES LLC | 7654 | Lightyear Fund IV, L.P. | 1664405 | 02/17/2017 | D/A | Indefinite | $771,134,021 |
| UBS SECURITIES LLC | 7654 | MSouth Equity Partners IV, L.P. | 1740477 | 05/23/2018 | D | Indefinite | $764,800,000 |
| UBS SECURITIES LLC | 7654 | PINE GROVE OFFSHORE FUND LTD | 1180121 | 02/25/2011 | D/A | Indefinite | $764,535,833 |
| UBS SECURITIES LLC | 7654 | NEW HORIZON CAPITAL III, L.P. | 1451229 | 03/16/2010 | D/A | $750,000,000 | $750,000,000 |
| UBS SECURITIES LLC | 7654 | Neos Partners I LP | 1942746 | 05/15/2023 | D/A | Indefinite | $749,067,000 |
| UBS SECURITIES LLC | 7654 | PINE GROVE OFFSHORE FUND LTD | 1180121 | 02/25/2013 | D/A | Indefinite | $748,132,031 |
| UBS SECURITIES LLC | 7654 | Further Global Capital Partners II-A, L.P. | 1860693 | 06/10/2022 | D/A | $1,250,000,000 | $738,557,840 |
| UBS SECURITIES LLC | 7654 | Further Global Capital Partners II, L.P. | 1861801 | 06/10/2022 | D/A | $1,250,000,000 | $738,557,840 |