Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | EQT VI (NO.2) LIMITED PARTNERSHIP | 1522738 | 06/15/2011 | D | Indefinite | $100,398,179 |
| UBS SECURITIES LLC | 7654 | CPS Receivables Five LLC | 1518859 | 04/28/2011 | D | $100,364,000 | $100,364,000 |
| UBS SECURITIES LLC | 7654 | Ares Mezzanine Offshore Partners Feeder Fund, L.P. | 1488282 | 02/23/2011 | D/A | $300,000,000 | $100,000,000 |