Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | Equality Private Equity Partners I, L.P. | 1791829 | 10/27/2020 | D/A | Indefinite | $116,425,000 |
| UBS SECURITIES LLC | 7654 | Redbrick OZ Fund LLC | 1901990 | 04/21/2022 | D/A | Indefinite | $114,359,940 |
| UBS SECURITIES LLC | 7654 | Abound Solar, Inc. | 1391624 | 12/21/2010 | D | $111,808,223 | $111,808,223 |
| UBS SECURITIES LLC | 7654 | Insight Equity Mezzanine I LP | 1449846 | 07/29/2009 | D/A | $250,000,000 | $111,125,000 |
| UBS SECURITIES LLC | 7654 | EQT Infrastructure II (No.1) Feeder Limited Partnership | 1551223 | 02/28/2013 | D/A | $110,712,387 | $110,712,387 |
| UBS SECURITIES LLC | 7654 | AMCOR LTD | 869428 | 09/01/2009 | D | $189,770,474 | $103,407,405 |
| UBS SECURITIES LLC | 7654 | PACIFIC EQUITY PARTNERS FUND V-B, L.P. | 1613321 | 07/10/2015 | D/A | Indefinite | $102,581,979 |
| UBS SECURITIES LLC | 7654 | Redbrick OZ Fund LLC | 1901990 | 02/08/2022 | D/A | Indefinite | $102,506,940 |
| UBS SECURITIES LLC | 7654 | PACIFIC EQUITY PARTNERS FUND V-B, L.P. | 1613321 | 09/29/2015 | D/A | Indefinite | $101,827,969 |
| UBS SECURITIES LLC | 7654 | DOMO, INC. | 1505952 | 04/27/2017 | D | $200,000,005 | $100,499,857 |