Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | CX Partners Fund Ltd | 1460631 | 04/03/2009 | D | $600,000,000 | $167,000,000 |
| UBS SECURITIES LLC | 7654 | ENABLE INJECTIONS, INC | 1619825 | 02/03/2022 | D | $215,000,000 | $150,044,600 |
| UBS SECURITIES LLC | 7654 | Lightyear Fund III, L.P. | 1512743 | 02/23/2011 | D | $1,100,000,000 | $150,000,000 |
| UBS SECURITIES LLC | 7654 | Northwood Real Estate Partners 2012 LP | 1567157 | 01/25/2013 | D | Indefinite | $150,000,000 |
| UBS SECURITIES LLC | 7654 | Northwood Real Estate Partners 2012 LP | 1567157 | 01/17/2014 | D/A | Indefinite | $150,000,000 |
| UBS SECURITIES LLC | 7654 | Northwood Real Estate Partners 2012 LP | 1567157 | 01/16/2015 | D/A | Indefinite | $150,000,000 |
| UBS SECURITIES LLC | 7654 | Northwood Real Estate Partners 2012 LP | 1567157 | 01/20/2016 | D/A | Indefinite | $150,000,000 |
| UBS SECURITIES LLC | 7654 | Northwood Real Estate Partners 2012 LP | 1567157 | 01/20/2017 | D/A | Indefinite | $150,000,000 |
| UBS SECURITIES LLC | 7654 | CONTENT PARTNERS FUND 3 LP | 1606047 | 04/21/2014 | D | Indefinite | $148,750,000 |
| UBS SECURITIES LLC | 7654 | Amulet Capital Fund I, L.P. | 1645191 | 07/01/2016 | D/A | $250,000,000 | $145,000,000 |