Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | MSouth Equity Partners II, L.P. | 1527170 | 08/03/2011 | D | Indefinite | $187,276,679 |
| UBS SECURITIES LLC | 7654 | Butterfly Fund II-A, LP | 1704146 | 05/16/2019 | D/A | Indefinite | $186,500,000 |
| UBS SECURITIES LLC | 7654 | CMC Capital Partners II, L.P. | 1680164 | 07/25/2016 | D | Indefinite | $182,000,000 |
| UBS SECURITIES LLC | 7654 | CMC Capital Partners II, L.P. | 1680164 | 11/17/2016 | D/A | Indefinite | $182,000,000 |
| UBS SECURITIES LLC | 7654 | CMC Capital Partners II, L.P. | 1680164 | 05/30/2017 | D/A | Indefinite | $182,000,000 |
| UBS SECURITIES LLC | 7654 | Butterfly Fund II, LP | 1704128 | 05/23/2018 | D/A | Indefinite | $174,550,000 |
| UBS SECURITIES LLC | 7654 | Kinderhook Capital Fund IV-B, L.P. | 1611969 | 07/10/2014 | D | $499,000,000 | $170,850,000 |
| UBS SECURITIES LLC | 7654 | Ares Mezzanine Offshore Partners Feeder Fund, L.P. | 1488282 | 06/23/2011 | D/A | $300,000,000 | $170,000,000 |
| UBS SECURITIES LLC | 7654 | Pacific Avenue Emerald Continuation Fund, L.P. | 1877272 | 08/11/2021 | D | Indefinite | $170,000,000 |
| UBS SECURITIES LLC | 7654 | EQT Infrastructure II (No.2) Feeder Limited Partnership | 1551224 | 02/28/2013 | D/A | $169,587,779 | $169,587,779 |