Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS SECURITIES LLC | 7654 | CIVC PARTNERS FUND IV, L.P. | 1435275 | 02/24/2010 | D/A | $551,803,219 | $249,054,970 |
| UBS SECURITIES LLC | 7654 | Robotic Research OpCo, LLC | 1888781 | 05/05/2022 | D/A | $242,980,647 | $242,980,647 |
| UBS SECURITIES LLC | 7654 | Butterfly Fund II, LP | 1704128 | 05/16/2019 | D/A | Indefinite | $242,500,000 |
| UBS SECURITIES LLC | 7654 | Butterfly Fund III, LP | 1832421 | 11/22/2021 | D/A | Indefinite | $242,300,000 |
| UBS SECURITIES LLC | 7654 | New Horizon Capital IV, L.P. | 1527730 | 08/12/2011 | D | Indefinite | $240,000,000 |
| UBS SECURITIES LLC | 7654 | CONTENT PARTNERS FUND 3 LP | 1606047 | 04/19/2016 | D/A | Indefinite | $239,100,000 |
| UBS SECURITIES LLC | 7654 | CONTENT PARTNERS FUND 3 LP | 1606047 | 04/16/2015 | D/A | Indefinite | $237,100,000 |
| UBS SECURITIES LLC | 7654 | India Life Sciences Fund III, LLC | 1723284 | 11/19/2018 | D/A | Indefinite | $224,000,000 |
| UBS SECURITIES LLC | 7654 | CX Partners Fund Ltd | 1460631 | 04/06/2010 | D/A | $600,000,000 | $215,000,000 |
| UBS SECURITIES LLC | 7654 | Northwood Real Estate Co-Investors LP | 1523468 | 10/10/2012 | D/A | Indefinite | $211,050,000 |