Broker-Dealers on SEC Form D for UBS SECURITIES LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-18 out of 18 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS SECURITIES LLC	7654	AWB Ltd	1476686	11/13/2009	D	$18,300,000	$18,300,000
UBS SECURITIES LLC	7654	Kenmar Global Resource Fund LLC	1419473	03/13/2009	D/A	Indefinite	$18,028,779
UBS SECURITIES LLC	7654	Kenmar Global Resource Fund LLC	1419473	07/13/2009	D/A	Indefinite	$18,000,000
UBS SECURITIES LLC	7654	Kenmar Global Resource Fund LLC	1419473	06/09/2011	D/A	Indefinite	$17,662,371
UBS SECURITIES LLC	7654	Equality Private Equity Partners Parallel Fund I-A, L.P.	1791699	10/29/2021	D/A	Indefinite	$15,325,000
UBS SECURITIES LLC	7654	Pacific Avenue AMICO, L.P.	1850394	03/11/2021	D	Indefinite	$12,000,000
UBS SECURITIES LLC	7654	Equality Private Equity Partners I (F&F), L.P.	1791714	10/29/2021	D/A	Indefinite	$11,650,000
UBS SECURITIES LLC	7654	CSR LTD	928329	12/11/2009	D	$10,038,169	$10,038,169

18 Results

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