Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| SG COWEN SECURITIES CORPORATION | 7616 | Trillium Therapeutics Inc. | 1616212 | 12/12/2017 | D | $19,975,000 | $19,975,000 |
| SG COWEN SECURITIES CORPORATION | 7616 | RightHand Robotics, Inc. | 1654327 | 10/15/2021 | D | $40,000,000 | $19,056,841 |
| SG COWEN SECURITIES CORPORATION | 7616 | PierianDx, Inc. | 1730902 | 11/09/2021 | D | $16,983,180 | $16,983,180 |
| SG COWEN SECURITIES CORPORATION | 7616 | Uni-Pixel | 1171012 | 04/17/2015 | D | $20,000,000 | $15,000,000 |
| SG COWEN SECURITIES CORPORATION | 7616 | OCZ TECHNOLOGY GROUP INC | 1355128 | 08/28/2013 | D | $13,098,500 | $13,098,500 |
| SG COWEN SECURITIES CORPORATION | 7616 | OncoCyte Corp | 1642380 | 09/09/2016 | D | $10,549,997 | $10,549,997 |
| SG COWEN SECURITIES CORPORATION | 7616 | Digital Domain Media Group, Inc. | 1490930 | 06/22/2012 | D | $10,500,000 | $10,500,000 |
| SG COWEN SECURITIES CORPORATION | 7616 | Victory Pharma Inc | 1459010 | 03/23/2009 | D | $9,999,997 | $9,999,997 |
| SG COWEN SECURITIES CORPORATION | 7616 | GULFSLOPE ENERGY, INC. | 1341726 | 07/25/2014 | D | $8,027,600 | $8,027,600 |
| SG COWEN SECURITIES CORPORATION | 7616 | OPGEN INC | 1293818 | 05/27/2016 | D | $10,355,005 | $7,227,504 |