Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| SG COWEN SECURITIES CORPORATION | 7616 | GigPeak, Inc. | 1432150 | 04/12/2016 | D | $4,999,997 | $4,999,997 |
| SG COWEN SECURITIES CORPORATION | 7616 | PLEXTRONICS INC | 1272317 | 07/25/2012 | D | $4,000,000 | $4,000,000 |
| SG COWEN SECURITIES CORPORATION | 7616 | PLEXTRONICS INC | 1272317 | 04/27/2012 | D | $3,000,000 | $3,000,000 |
| SG COWEN SECURITIES CORPORATION | 7616 | Thin Film Electronics ASA | 1630511 | 11/08/2017 | D | $1,350,000 | $1,350,000 |
| SG COWEN SECURITIES CORPORATION | 7616 | HORIZON PHARMA, INC. | 1492426 | 03/08/2012 | D | $32,772 | $32,772 |
| SG COWEN SECURITIES CORPORATION | 7616 | Zeno Pharma, LLC | 1725160 | 09/05/2019 | D | Indefinite | $0 |