Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| SG COWEN SECURITIES CORPORATION | 7616 | DermTech, Inc. | 1651944 | 03/16/2020 | D | $64,999,991 | $64,999,991 |
| SG COWEN SECURITIES CORPORATION | 7616 | ALPINE IMMUNE SCIENCES, INC. | 1626199 | 08/07/2020 | D | $82,666,486 | $60,000,013 |
| SG COWEN SECURITIES CORPORATION | 7616 | Northern Swan Holdings, Inc. | 1716131 | 05/08/2019 | D | $62,500,000 | $57,515,004 |
| SG COWEN SECURITIES CORPORATION | 7616 | Gritstone bio, Inc. | 1656634 | 10/22/2021 | D | $55,000,000 | $55,000,000 |
| SG COWEN SECURITIES CORPORATION | 7616 | SPARTAN STORES INC | 877422 | 12/19/2012 | D | $50,000,000 | $50,000,000 |
| SG COWEN SECURITIES CORPORATION | 7616 | BLYTH INC | 921503 | 05/13/2013 | D | $75,000,000 | $50,000,000 |
| SG COWEN SECURITIES CORPORATION | 7616 | Cabaletta Bio, Inc. | 1759138 | 01/14/2019 | D | Indefinite | $49,999,998 |
| SG COWEN SECURITIES CORPORATION | 7616 | PolySign, Inc. | 1722286 | 05/18/2022 | D | $49,999,950 | $49,999,950 |
| SG COWEN SECURITIES CORPORATION | 7616 | Greenlane Holdings, LLC | 1763357 | 01/07/2019 | D | $48,250,000 | $48,250,000 |
| SG COWEN SECURITIES CORPORATION | 7616 | Digital Domain Media Group, Inc. | 1490930 | 05/17/2012 | D | $43,000,000 | $43,000,000 |