Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| SG COWEN SECURITIES CORPORATION | 7616 | Olema Pharmaceuticals, Inc. | 1750284 | 10/13/2020 | D | $87,437,914 | $87,437,914 |
| SG COWEN SECURITIES CORPORATION | 7616 | ACADIA PHARMACEUTICALS INC | 1070494 | 01/02/2013 | D | $86,385,000 | $86,385,000 |
| SG COWEN SECURITIES CORPORATION | 7616 | INVOCA, INC. | 1459030 | 06/17/2022 | D | $99,999,989 | $82,885,069 |
| SG COWEN SECURITIES CORPORATION | 7616 | Ultragenyx Pharmaceutical Inc. | 1515673 | 12/31/2012 | D | $75,000,005 | $75,000,005 |
| SG COWEN SECURITIES CORPORATION | 7616 | SMITH & WESSON HOLDING CORP | 1092796 | 07/18/2014 | D | $75,000,000 | $75,000,000 |
| SG COWEN SECURITIES CORPORATION | 7616 | Ovid Therapeutics Inc. | 1636651 | 08/18/2015 | D | $74,999,893 | $74,999,893 |
| SG COWEN SECURITIES CORPORATION | 7616 | Invitae Corp | 1501134 | 08/17/2017 | D | $73,500,000 | $73,500,000 |
| SG COWEN SECURITIES CORPORATION | 7616 | KEMPHARM, INC | 1434647 | 12/23/2019 | D | $71,418,011 | $71,418,011 |
| SG COWEN SECURITIES CORPORATION | 7616 | DarioHealth Corp. | 1533998 | 02/03/2021 | D | $70,000,000 | $70,000,000 |
| SG COWEN SECURITIES CORPORATION | 7616 | HORIZON PHARMA, INC. | 1492426 | 03/19/2012 | D | $65,934,397 | $65,934,397 |