Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| SG COWEN SECURITIES CORPORATION | 7616 | Neptune Wellness Solutions Inc. | 1401395 | 07/25/2019 | D | $37,010,001 | $37,010,001 |
| SG COWEN SECURITIES CORPORATION | 7616 | IMRIS Inc. | 1489161 | 09/25/2013 | D | $36,834,000 | $36,834,000 |
| SG COWEN SECURITIES CORPORATION | 7616 | KEMPHARM, INC | 1434647 | 01/13/2021 | D | $31,476,984 | $31,476,984 |
| SG COWEN SECURITIES CORPORATION | 7616 | Alphatec Holdings, Inc. | 1350653 | 12/31/2020 | D | $167,999,998 | $30,000,000 |
| SG COWEN SECURITIES CORPORATION | 7616 | WellDoc, Inc. | 1459113 | 04/04/2016 | D/A | $31,574,399 | $29,074,404 |
| SG COWEN SECURITIES CORPORATION | 7616 | Ocera Therapeutics, Inc. | 1274644 | 11/21/2013 | D | $28,000,000 | $28,000,000 |
| SG COWEN SECURITIES CORPORATION | 7616 | WET SEAL INC | 863456 | 04/04/2014 | D | $27,000,000 | $27,000,000 |
| SG COWEN SECURITIES CORPORATION | 7616 | Corindus Vascular Robotics, Inc. | 1528557 | 09/23/2014 | D | $26,666,425 | $26,666,425 |
| SG COWEN SECURITIES CORPORATION | 7616 | CEMPRA, INC. | 1461993 | 10/30/2012 | D | $25,119,996 | $25,119,996 |
| SG COWEN SECURITIES CORPORATION | 7616 | MedPro Investments LLC | 1497744 | 09/08/2010 | D/A | $30,000,000 | $25,000,000 |