Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAPE SECURITIES INC. | 7072 | Mill Green Opportunity Fund VII, LLC | 1863556 | 03/09/2022 | D/A | $79,997,748 | $79,997,748 |
| CAPE SECURITIES INC. | 7072 | NexPoint Storage I DST | 1861610 | 07/27/2021 | D/A | $85,892,414 | $79,496,153 |
| CAPE SECURITIES INC. | 7072 | NexPoint Storage I DST | 1861610 | 07/15/2021 | D/A | $85,892,414 | $74,249,463 |
| CAPE SECURITIES INC. | 7072 | Lodging Fund REIT III, Inc. | 1745032 | 09/28/2021 | D/A | $100,000,000 | $74,025,872 |
| CAPE SECURITIES INC. | 7072 | Lodging Fund REIT III, Inc. | 1745032 | 07/17/2020 | D/A | $100,000,000 | $69,487,416 |
| CAPE SECURITIES INC. | 7072 | Lodging Opportunity Fund Real Estate Investment Trust | 1584939 | 01/04/2018 | D/A | $100,000,000 | $68,700,000 |
| CAPE SECURITIES INC. | 7072 | Self-Storage Portfolio XIII DST | 1879888 | 02/17/2022 | D/A | $68,366,903 | $68,366,903 |
| CAPE SECURITIES INC. | 7072 | GSA Birmingham Government Lease Investors DST | 1931116 | 08/23/2022 | D/A | $111,338,114 | $67,760,300 |
| CAPE SECURITIES INC. | 7072 | Northeast Multifamily DST | 1871300 | 04/29/2022 | D/A | $67,623,066 | $67,623,066 |
| CAPE SECURITIES INC. | 7072 | Northeast Multifamily DST | 1871300 | 04/01/2022 | D/A | $67,623,066 | $67,408,429 |