| CAPE SECURITIES INC. | 7072 | Wolfskin RE Fund, LLC | 1757049 | 11/15/2018 | D | $4,400,000 | $975,000 |
| CAPE SECURITIES INC. | 7072 | NexPoint Homes Trust, Inc. | 1929388 | 07/12/2022 | D | $2,500,000,000 | $615,000 |
| CAPE SECURITIES INC. | 7072 | PROCACCIANTI HOTEL REIT, INC. | 1692345 | 06/28/2017 | D/A | $164,250,000 | $440,000 |
| CAPE SECURITIES INC. | 7072 | SIGNALLAMP HEALTH, LLC | 1689705 | 01/12/2017 | D | $1,507,000 | $137,000 |
| CAPE SECURITIES INC. | 7072 | NorthStar Income Opportunity REIT I, Inc. | 1466616 | 12/04/2009 | D/A | $100,000,000 | $100,000 |
| CAPE SECURITIES INC. | 7072 | Terra Secured Income Fund, LLC | 1468889 | 10/28/2009 | D/A | $20,000,000 | $50,000 |
| CAPE SECURITIES INC. | 7072 | Atlas Resources Series 28-2010 L.P. | 1487561 | 04/16/2010 | D | $150,000,000 | $0 |
| CAPE SECURITIES INC. | 7072 | Atlas Resources Series 30-2011 L.P. | 1515415 | 06/13/2011 | D/A | $100,000,000 | $0 |
| CAPE SECURITIES INC. | 7072 | Atlas Resources Series 30-2011 L.P. | 1515415 | 06/06/2011 | D | $100,000,000 | $0 |
| CAPE SECURITIES INC. | 7072 | Atlas Resources Series 31-2011 L.P. | 1531849 | 11/15/2011 | D | $100,000,000 | $0 |
