Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAPE SECURITIES INC. | 7072 | NorthStar Income Opportunity REIT I, Inc. | 1466616 | 07/01/2010 | D/A | $100,000,000 | $15,642,184 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 05/29/2014 | D/A | $25,000,000 | $15,363,076 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 05/14/2014 | D/A | $25,000,000 | $15,238,076 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 04/29/2014 | D/A | $25,000,000 | $14,998,076 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 04/11/2014 | D/A | $25,000,000 | $14,988,076 |
| CAPE SECURITIES INC. | 7072 | NexPoint Buffalo DST | 1922296 | 05/10/2022 | D/A | $54,531,314 | $14,828,466 |
| CAPE SECURITIES INC. | 7072 | NexPoint Storage IV DST | 1973635 | 06/07/2023 | D/A | $70,344,106 | $14,791,419 |
| CAPE SECURITIES INC. | 7072 | Sovereign Fund II, LLC | 1781097 | 07/02/2020 | D/A | Indefinite | $14,649,620 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 03/27/2014 | D/A | $25,000,000 | $14,607,576 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 03/11/2014 | D/A | $25,000,000 | $14,507,576 |