Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAPE SECURITIES INC. | 7072 | Atlas Resources Series 28-2010 L.P. | 1487561 | 04/16/2010 | D | $150,000,000 | $0 |
| CAPE SECURITIES INC. | 7072 | Atlas Resources Series 30-2011 L.P. | 1515415 | 06/06/2011 | D | $100,000,000 | $0 |
| CAPE SECURITIES INC. | 7072 | Atlas Resources Series 31-2011 L.P. | 1531849 | 11/15/2011 | D | $100,000,000 | $0 |
| CAPE SECURITIES INC. | 7072 | Sovereign Distressed RE Fund III, LLC | 1811543 | 05/08/2020 | D | Indefinite | $0 |