Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAPE SECURITIES INC. | 7072 | Lodging Opportunity Fund Real Estate Investment Trust | 1584939 | 10/20/2017 | D/A | $100,000,000 | $50,585,164 |
| CAPE SECURITIES INC. | 7072 | NexPoint Buffalo DST | 1922296 | 11/22/2022 | D/A | $54,531,314 | $50,000,315 |
| CAPE SECURITIES INC. | 7072 | NexPoint Buffalo DST | 1922296 | 11/01/2022 | D/A | $54,531,314 | $48,720,315 |
| CAPE SECURITIES INC. | 7072 | NexPoint Buffalo DST | 1922296 | 10/04/2022 | D/A | $54,531,314 | $47,690,315 |
| CAPE SECURITIES INC. | 7072 | Chestnut Healthcare Partners, L.P. | 1691166 | 03/04/2019 | D/A | $50,000,000 | $46,825,000 |
| CAPE SECURITIES INC. | 7072 | NexPoint Storage I DST | 1861610 | 06/25/2021 | D/A | $85,892,414 | $46,668,105 |
| CAPE SECURITIES INC. | 7072 | NexPoint Storage III DST | 1907472 | 02/23/2022 | D/A | $95,155,013 | $46,337,227 |
| CAPE SECURITIES INC. | 7072 | MCI Preferred Income Fund II, LLC | 1713236 | 07/11/2018 | D/A | $200,000,000 | $45,921,863 |
| CAPE SECURITIES INC. | 7072 | ExchangeRight Net Leased Portfolio 40 DST | 1826496 | 01/04/2023 | D/A | $45,440,000 | $45,440,000 |
| CAPE SECURITIES INC. | 7072 | Healthcare Portfolio VI DST | 1764786 | 06/25/2019 | D/A | $53,713,732 | $45,162,391 |