Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAPE SECURITIES INC. | 7072 | Atlas Resources Series 30-2011 L.P. | 1515415 | 08/18/2011 | D/A | $100,000,000 | $3,392,200 |
| CAPE SECURITIES INC. | 7072 | NorthStar Income Opportunity REIT I, Inc. | 1466616 | 02/04/2010 | D/A | $100,000,000 | $3,150,748 |
| CAPE SECURITIES INC. | 7072 | North Ola Investments LLC | 1764624 | 01/24/2019 | D/A | $2,600,000 | $2,485,000 |
| CAPE SECURITIES INC. | 7072 | PROCACCIANTI HOTEL REIT, INC. | 1692345 | 06/28/2017 | D/A | $164,250,000 | $440,000 |
| CAPE SECURITIES INC. | 7072 | NorthStar Income Opportunity REIT I, Inc. | 1466616 | 12/04/2009 | D/A | $100,000,000 | $100,000 |
| CAPE SECURITIES INC. | 7072 | Terra Secured Income Fund, LLC | 1468889 | 10/28/2009 | D/A | $20,000,000 | $50,000 |
| CAPE SECURITIES INC. | 7072 | Atlas Resources Series 30-2011 L.P. | 1515415 | 06/13/2011 | D/A | $100,000,000 | $0 |
| CAPE SECURITIES INC. | 7072 | ExchangeRight Net Leased Portfolio 24 DST | 1757089 | 03/21/2019 | D/A | $44,870,000 | $0 |
| CAPE SECURITIES INC. | 7072 | Self-Storage Portfolio XIII DST | 1879888 | 10/28/2021 | D/A | $68,366,903 | $0 |