Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAPE SECURITIES INC. | 7072 | Mill Green Opportunity Fund IV, LLC | 1702797 | 11/22/2017 | D/A | $40,000,000 | $13,925,597 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 01/27/2014 | D/A | $25,000,000 | $13,459,576 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 01/13/2014 | D/A | $25,000,000 | $13,389,576 |
| CAPE SECURITIES INC. | 7072 | LEGENDARY CAPITAL ACCEL INCOME & GROWTH QUALIFIED OPPORTUNITY FUND II, LLC | 1879276 | 03/02/2023 | D/A | $30,000,000 | $13,373,885 |
| CAPE SECURITIES INC. | 7072 | CX Evergreens at Mahan, DST | 1842343 | 02/26/2021 | D/A | $33,792,545 | $13,176,351 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 12/23/2013 | D/A | $25,000,000 | $12,662,576 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 12/10/2013 | D/A | $25,000,000 | $12,337,560 |
| CAPE SECURITIES INC. | 7072 | Tiburon Saltwater Reclamation Fund I, LLC | 1517582 | 08/26/2013 | D/A | $50,000,000 | $11,851,104 |
| CAPE SECURITIES INC. | 7072 | CX Evergreens at Mahan, DST | 1842343 | 02/19/2021 | D/A | $33,792,545 | $11,822,686 |
| CAPE SECURITIES INC. | 7072 | Tiburon Saltwater Reclamation Fund I, LLC | 1517582 | 07/02/2013 | D/A | $50,000,000 | $11,813,393 |