Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAPE SECURITIES INC. | 7072 | Sovereign Fund II, LLC | 1781097 | 02/25/2021 | D/A | Indefinite | $17,542,966 |
| CAPE SECURITIES INC. | 7072 | Sovereign Distressed RE Fund III, LLC | 1811543 | 12/09/2021 | D/A | Indefinite | $17,426,367 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 07/29/2014 | D/A | $25,000,000 | $17,388,076 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 07/09/2014 | D/A | $25,000,000 | $16,903,076 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 06/13/2014 | D/A | $25,000,000 | $16,743,076 |
| CAPE SECURITIES INC. | 7072 | NorthStar Income Opportunity REIT I, Inc. | 1466616 | 06/30/2010 | D/A | $100,000,000 | $15,642,184 |
| CAPE SECURITIES INC. | 7072 | NorthStar Income Opportunity REIT I, Inc. | 1466616 | 07/01/2010 | D/A | $100,000,000 | $15,642,184 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 05/29/2014 | D/A | $25,000,000 | $15,363,076 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 05/14/2014 | D/A | $25,000,000 | $15,238,076 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 04/29/2014 | D/A | $25,000,000 | $14,998,076 |