Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAPE SECURITIES INC. | 7072 | CX Evergreens at Mahan, DST | 1842343 | 03/11/2021 | D/A | $33,792,545 | $22,485,468 |
| CAPE SECURITIES INC. | 7072 | MCI PREFERRED INCOME FUND VI, LLC | 1903367 | 08/01/2023 | D/A | $500,000,000 | $22,367,841 |
| CAPE SECURITIES INC. | 7072 | Mill Green Opportunity Fund IV, LLC | 1702797 | 03/19/2018 | D/A | $40,000,000 | $21,345,567 |
| CAPE SECURITIES INC. | 7072 | CX Station at Savannah Quarters, DST | 1831672 | 04/23/2021 | D/A | $21,173,843 | $21,173,843 |
| CAPE SECURITIES INC. | 7072 | CX Station at Savannah Quarters, DST | 1831672 | 03/26/2021 | D/A | $21,173,843 | $21,023,843 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 02/27/2015 | D/A | $25,000,000 | $20,650,826 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 02/02/2015 | D/A | $25,000,000 | $20,625,826 |
| CAPE SECURITIES INC. | 7072 | NexPoint Buffalo DST | 1922296 | 05/24/2022 | D/A | $54,531,314 | $20,619,154 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 01/12/2015 | D/A | $25,000,000 | $20,575,826 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 01/08/2015 | D/A | $25,000,000 | $20,475,826 |