Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAPE SECURITIES INC. | 7072 | NexPoint Hickory DST | 1892162 | 01/18/2022 | D/A | $29,374,069 | $28,293,943 |
| CAPE SECURITIES INC. | 7072 | APX New Harmony Partners-B, LP | 1695918 | 01/11/2018 | D/A | $84,439,250 | $27,992,760 |
| CAPE SECURITIES INC. | 7072 | NexPoint Hickory DST | 1892162 | 01/04/2022 | D/A | $29,374,069 | $27,494,028 |
| CAPE SECURITIES INC. | 7072 | NexPoint Hickory DST | 1892162 | 12/21/2021 | D/A | $29,374,069 | $25,830,675 |
| CAPE SECURITIES INC. | 7072 | Passco Palm Desert LLC | 1770298 | 05/13/2020 | D/A | $25,825,000 | $25,825,000 |
| CAPE SECURITIES INC. | 7072 | Passco Palm Desert LLC | 1770298 | 05/13/2020 | D/A | $25,825,000 | $25,825,000 |
| CAPE SECURITIES INC. | 7072 | NexPoint Buffalo DST | 1922296 | 06/06/2022 | D/A | $54,531,314 | $25,505,796 |
| CAPE SECURITIES INC. | 7072 | ExchangeRight Net Leased Portfolio 36 DST | 1813521 | 12/23/2022 | D/A | $24,295,000 | $24,295,000 |
| CAPE SECURITIES INC. | 7072 | ExchangeRight Net-Leased Portfolio 44 DST | 1842292 | 01/11/2023 | D/A | $23,770,000 | $23,770,000 |
| CAPE SECURITIES INC. | 7072 | Lodging Opportunity Fund Real Estate Investment Trust | 1584939 | 01/06/2017 | D/A | $100,000,000 | $22,568,155 |