Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAPE SECURITIES INC. | 7072 | NETREIT, INC. | 1080657 | 08/24/2011 | D/A | $200,000,000 | $82,400,000 |
| CAPE SECURITIES INC. | 7072 | NexPoint Storage I DST | 1861610 | 08/24/2021 | D/A | $85,892,414 | $82,240,246 |
| CAPE SECURITIES INC. | 7072 | NexPoint Storage I DST | 1861610 | 08/10/2021 | D/A | $85,892,414 | $81,885,767 |
| CAPE SECURITIES INC. | 7072 | NexPoint Storage III DST | 1907472 | 03/22/2022 | D/A | $95,155,013 | $81,825,176 |
| CAPE SECURITIES INC. | 7072 | Mill Green Opportunity Fund VII, LLC | 1863556 | 03/09/2022 | D/A | $79,997,748 | $79,997,748 |
| CAPE SECURITIES INC. | 7072 | NexPoint Storage I DST | 1861610 | 07/27/2021 | D/A | $85,892,414 | $79,496,153 |
| CAPE SECURITIES INC. | 7072 | NexPoint Storage I DST | 1861610 | 07/15/2021 | D/A | $85,892,414 | $74,249,463 |
| CAPE SECURITIES INC. | 7072 | Lodging Fund REIT III, Inc. | 1745032 | 09/28/2021 | D/A | $100,000,000 | $74,025,872 |
| CAPE SECURITIES INC. | 7072 | Lodging Fund REIT III, Inc. | 1745032 | 07/17/2020 | D/A | $100,000,000 | $69,487,416 |
| CAPE SECURITIES INC. | 7072 | Lodging Opportunity Fund Real Estate Investment Trust | 1584939 | 01/04/2018 | D/A | $100,000,000 | $68,700,000 |