Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAPE SECURITIES INC. | 7072 | NexPoint Storage IV DST | 1973635 | 05/23/2023 | D/A | $70,344,106 | $9,821,302 |
| CAPE SECURITIES INC. | 7072 | NP SKYLOFT, DST | 1767237 | 03/21/2019 | D | $75,480,000 | $8,818,456 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 10/31/2013 | D/A | $25,000,000 | $8,712,560 |
| CAPE SECURITIES INC. | 7072 | Tiburon Saltwater Reclamation Fund I, LLC | 1517582 | 04/04/2013 | D/A | $50,000,000 | $8,457,041 |
| CAPE SECURITIES INC. | 7072 | NexPoint Buffalo DST | 1922296 | 04/26/2022 | D/A | $54,531,314 | $8,389,770 |
| CAPE SECURITIES INC. | 7072 | GSA CIS CAMP SPRINGS DST | 1957612 | 04/21/2023 | D/A | $295,000,000 | $7,708,485 |
| CAPE SECURITIES INC. | 7072 | NorthStar Income Opportunity REIT I, Inc. | 1466616 | 03/26/2010 | D/A | $100,000,000 | $7,006,747 |
| CAPE SECURITIES INC. | 7072 | NorthStar Income Opportunity REIT I, Inc. | 1466616 | 03/26/2010 | D/A | $100,000,000 | $7,006,747 |
| CAPE SECURITIES INC. | 7072 | PROCACCIANTI HOTEL REIT, INC. | 1692345 | 02/09/2018 | D/A | $158,625,000 | $6,496,739 |
| CAPE SECURITIES INC. | 7072 | Zero Coupon Essential Portfolio DST | 1953813 | 01/31/2023 | D/A | $35,914,017 | $6,361,260 |