Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAPE SECURITIES INC. | 7072 | Lodging Opportunity Fund Real Estate Investment Trust | 1584939 | 07/23/2018 | D/A | $129,500,000 | $126,800,000 |
| CAPE SECURITIES INC. | 7072 | MCI Preferred Income Fund II, LLC | 1713236 | 06/13/2019 | D/A | $200,000,000 | $122,719,099 |
| CAPE SECURITIES INC. | 7072 | MCI Preferred Income Fund II, LLC | 1713236 | 08/05/2019 | D/A | $200,000,000 | $122,719,099 |
| CAPE SECURITIES INC. | 7072 | GSA Birmingham Government Lease Investors DST | 1931116 | 10/17/2022 | D/A | $111,338,114 | $108,122,783 |
| CAPE SECURITIES INC. | 7072 | GSA Birmingham Government Lease Investors DST | 1931116 | 03/03/2023 | D/A | $111,338,114 | $108,122,783 |
| CAPE SECURITIES INC. | 7072 | Self-Storage Qualified Opportunity Fund II, L.L.C. | 1897320 | 03/29/2022 | D/A | $102,952,638 | $102,952,638 |