Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 12/10/2013 | D/A | $25,000,000 | $12,337,560 |
| CAPE SECURITIES INC. | 7072 | Tiburon Saltwater Reclamation Fund I, LLC | 1517582 | 08/26/2013 | D/A | $50,000,000 | $11,851,104 |
| CAPE SECURITIES INC. | 7072 | CX Evergreens at Mahan, DST | 1842343 | 02/19/2021 | D/A | $33,792,545 | $11,822,686 |
| CAPE SECURITIES INC. | 7072 | Tiburon Saltwater Reclamation Fund I, LLC | 1517582 | 07/02/2013 | D/A | $50,000,000 | $11,813,393 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 11/29/2013 | D/A | $25,000,000 | $11,727,560 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 11/12/2013 | D/A | $25,000,000 | $11,577,560 |
| CAPE SECURITIES INC. | 7072 | APX New Harmony Partners-E, LP | 1805828 | 02/23/2021 | D/A | $179,582,944 | $11,412,700 |
| CAPE SECURITIES INC. | 7072 | MCI Preferred Equity Fund, LLC | 1656338 | 09/30/2016 | D/A | $100,000,000 | $11,339,920 |
| CAPE SECURITIES INC. | 7072 | GREELEY FLATS, DST | 1766879 | 04/09/2020 | D | $11,113,000 | $10,961,579 |
| CAPE SECURITIES INC. | 7072 | GSA CIS CAMP SPRINGS DST | 1957612 | 04/24/2023 | D/A | $295,000,000 | $10,397,105 |