Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAPE SECURITIES INC. | 7072 | Sovereign Distressed RE Fund III, LLC | 1811543 | 02/25/2021 | D/A | Indefinite | $14,454,167 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 03/03/2014 | D/A | $25,000,000 | $14,327,576 |
| CAPE SECURITIES INC. | 7072 | GSA CIS CAMP SPRINGS DST | 1957612 | 06/26/2023 | D/A | $295,000,000 | $14,304,082 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 02/12/2014 | D/A | $25,000,000 | $14,111,576 |
| CAPE SECURITIES INC. | 7072 | Mill Green Opportunity Fund IV, LLC | 1702797 | 11/22/2017 | D/A | $40,000,000 | $13,925,597 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 01/27/2014 | D/A | $25,000,000 | $13,459,576 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 01/13/2014 | D/A | $25,000,000 | $13,389,576 |
| CAPE SECURITIES INC. | 7072 | LEGENDARY CAPITAL ACCEL INCOME & GROWTH QUALIFIED OPPORTUNITY FUND II, LLC | 1879276 | 03/02/2023 | D/A | $30,000,000 | $13,373,885 |
| CAPE SECURITIES INC. | 7072 | CX Evergreens at Mahan, DST | 1842343 | 02/26/2021 | D/A | $33,792,545 | $13,176,351 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 12/23/2013 | D/A | $25,000,000 | $12,662,576 |