Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAPE SECURITIES INC. | 7072 | NexPoint Buffalo DST | 1922296 | 05/24/2022 | D/A | $54,531,314 | $20,619,154 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 01/12/2015 | D/A | $25,000,000 | $20,575,826 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 01/08/2015 | D/A | $25,000,000 | $20,475,826 |
| CAPE SECURITIES INC. | 7072 | APX New Harmony Partners-D, LP | 1780056 | 01/21/2020 | D/A | $200,000,000 | $20,417,056 |
| CAPE SECURITIES INC. | 7072 | NexPoint Storage IV DST | 1973635 | 06/27/2023 | D/A | $70,344,106 | $20,353,679 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 12/09/2014 | D/A | $25,000,000 | $20,274,826 |
| CAPE SECURITIES INC. | 7072 | CX Station at Savannah Quarters, DST | 1831672 | 03/16/2021 | D/A | $21,173,843 | $20,223,817 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 12/08/2014 | D/A | $25,000,000 | $20,219,826 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 11/14/2014 | D/A | $25,000,000 | $20,017,826 |
| CAPE SECURITIES INC. | 7072 | Bakken Income Fund LLC | 1534460 | 11/06/2014 | D/A | $25,000,000 | $19,692,826 |