Broker-Dealers on SEC Form D for CITIGROUP GLOBAL MARKETS INC.

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Displaying 1,411-1,420 out of 1,751 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
CITIGROUP GLOBAL MARKETS INC.	7059	HedgeForum Passport, Ltd.	1477194	10/27/2011	D/A	Indefinite	$14,570,000
CITIGROUP GLOBAL MARKETS INC.	7059	HedgeForum Passport, Ltd.	1477194	01/30/2013	D/A	Indefinite	$14,570,000
CITIGROUP GLOBAL MARKETS INC.	7059	JAMES RIVER DIVERSIFIED FUND L P	1216020	03/16/2009	D/A	Indefinite	$14,500,233
CITIGROUP GLOBAL MARKETS INC.	7059	Oncobiologics, Inc.	1649989	10/13/2015	D	$14,480,486	$14,480,486
CITIGROUP GLOBAL MARKETS INC.	7059	Pro-invest Australian Opportunities Offshore Feeder Fund, L.P.	1668753	03/09/2016	D	Indefinite	$14,374,010
CITIGROUP GLOBAL MARKETS INC.	7059	HedgeForum Caxton, LLC	1526360	12/15/2011	D/A	Indefinite	$14,258,203
CITIGROUP GLOBAL MARKETS INC.	7059	HedgeForum Ivory, LLC	1505095	12/15/2011	D/A	Indefinite	$14,229,000
CITIGROUP GLOBAL MARKETS INC.	7059	HedgeForum Ivory, LLC	1505095	01/30/2013	D/A	$14,229,000	$14,229,000
CITIGROUP GLOBAL MARKETS INC.	7059	WPI Onshore Feeder Fund, L.P.	1740757	11/19/2018	D/A	$14,211,000	$14,211,000
CITIGROUP GLOBAL MARKETS INC.	7059	HedgeForum Mast, LLC	1526364	01/30/2013	D/A	Indefinite	$14,188,422