Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | 7059 | IRONWOOD PARTNERS III LP | 1423606 | 09/14/2011 | D/A | Indefinite | $85,313,355 |
| CITIGROUP GLOBAL MARKETS INC. | 7059 | DGP V Ownership Onshore Feeder Fund, L.P. | 1841773 | 10/11/2022 | D | $84,545,000 | $84,545,000 |
| CITIGROUP GLOBAL MARKETS INC. | 7059 | HedgeForum WTN, Ltd. | 1543385 | 02/19/2015 | D/A | Indefinite | $83,411,500 |
| CITIGROUP GLOBAL MARKETS INC. | 7059 | HEDGEFORUM RENAISSANCE FUTURES, LLC | 1430388 | 11/01/2011 | D/A | Indefinite | $83,115,327 |
| CITIGROUP GLOBAL MARKETS INC. | 7059 | HotChalk, Inc. | 1662164 | 01/07/2016 | D | $83,102,739 | $83,102,739 |
| CITIGROUP GLOBAL MARKETS INC. | 7059 | HedgeForum Canyon, Ltd. | 1341883 | 01/31/2014 | D/A | Indefinite | $82,611,605 |
| CITIGROUP GLOBAL MARKETS INC. | 7059 | HedgeForum Paulson Recovery, Ltd. | 1455020 | 07/23/2010 | D/A | Indefinite | $82,064,704 |
| CITIGROUP GLOBAL MARKETS INC. | 7059 | III Global Ltd. | 1469719 | 08/06/2009 | D | Indefinite | $81,640,201 |
| CITIGROUP GLOBAL MARKETS INC. | 7059 | III Global Ltd. | 1469719 | 09/15/2010 | D/A | Indefinite | $81,640,201 |
| CITIGROUP GLOBAL MARKETS INC. | 7059 | III Global Ltd. | 1469719 | 10/28/2011 | D/A | Indefinite | $81,640,201 |