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Broker-Dealers on SEC Form D for CITIGROUP GLOBAL MARKETS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 31-40 out of 156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
CITIGROUP GLOBAL MARKETS INC.7059HedgeForum SVP, Ltd.152690806/01/2016D/AIndefinite$43,318,796
CITIGROUP GLOBAL MARKETS INC.7059HEDGED STRATEGIES FUND LP120598503/16/2012D/AIndefinite$43,243,734
CITIGROUP GLOBAL MARKETS INC.7059HedgeForum WTN, LLC154338702/18/2016D/AIndefinite$43,115,721
CITIGROUP GLOBAL MARKETS INC.7059PALO ALTO SMALL CAP OFFSHORE LTD.138783902/25/2010D/A$500,000,000$42,980,000
CITIGROUP GLOBAL MARKETS INC.7059PALO ALTO SMALL CAP OFFSHORE LTD.138783903/21/2011D/A$500,000,000$42,980,000
CITIGROUP GLOBAL MARKETS INC.7059PALO ALTO SMALL CAP OFFSHORE LTD.138783904/26/2012D/A$500,000,000$42,980,000
CITIGROUP GLOBAL MARKETS INC.7059Private Advisors Hedged Equity Fund QP L P130805003/17/2010D/AIndefinite$42,900,000
CITIGROUP GLOBAL MARKETS INC.7059HEDGEFORUM SPROTT, LLC145177402/01/2013D/AIndefinite$42,881,765
CITIGROUP GLOBAL MARKETS INC.7059PALO ALTO SMALL CAP OFFSHORE LTD138783903/06/2009D/A$500,000,000$42,680,000
CITIGROUP GLOBAL MARKETS INC.7059Hedged Strategies Fund QP Ltd138613209/17/2013D/AIndefinite$41,900,651

156 Results

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