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Broker-Dealers on SEC Form D for CITIGROUP GLOBAL MARKETS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 71-80 out of 107 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
CITIGROUP GLOBAL MARKETS INC.7059HedgeForum Mast, Ltd.152690301/30/2013D/AIndefinite$1,762,000
CITIGROUP GLOBAL MARKETS INC.7059HedgeForum Mast, Ltd.152690302/06/2014D/AIndefinite$1,762,000
CITIGROUP GLOBAL MARKETS INC.7059HedgeForum BlueCrest, LLC155205706/15/2012DIndefinite$1,750,000
CITIGROUP GLOBAL MARKETS INC.7059HedgeForum Saba, Ltd.152690606/24/2013D/AIndefinite$1,650,000
CITIGROUP GLOBAL MARKETS INC.7059HedgeForum Paulson Advantage Offshore, Ltd.146453907/21/2009DIndefinite$1,550,000
CITIGROUP GLOBAL MARKETS INC.7059CCA Qualified Investor Portfolios - CCA Absolute Return Muni Strategy Portfolio151753406/14/2011D/AIndefinite$1,500,000
CITIGROUP GLOBAL MARKETS INC.7059CCA Qualified Investor Portfolios - CCA Absolute Return Muni Strategy Portfolio151753404/08/2011DIndefinite$1,500,000
CITIGROUP GLOBAL MARKETS INC.7059AREOF IV WM Offshore Feeder Fund, Ltd.196966605/18/2023DIndefinite$1,500,000
CITIGROUP GLOBAL MARKETS INC.7059Ten Network Holdings Ltd155288106/22/2012D$1,478,196$1,478,196
CITIGROUP GLOBAL MARKETS INC.7059HedgeForum Caxton, Ltd.152690004/16/2012D/AIndefinite$1,470,000

107 Results

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