Broker-Dealers on SEC Form D for CITIGROUP GLOBAL MARKETS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 61-70 out of 107 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
CITIGROUP GLOBAL MARKETS INC.	7059	THIO Offshore Feeder Fund, Ltd.	1828765	10/22/2020	D	Indefinite	$2,000,000
CITIGROUP GLOBAL MARKETS INC.	7059	HedgeForum BlueCrest, Ltd.	1552058	01/31/2014	D/A	Indefinite	$1,970,677
CITIGROUP GLOBAL MARKETS INC.	7059	HF Fundamental Trading Series - HedgeForum Portfolios, LLC	1721458	11/28/2017	D	Indefinite	$1,951,000
CITIGROUP GLOBAL MARKETS INC.	7059	HedgeForum Saba, Ltd.	1526906	07/01/2014	D/A	Indefinite	$1,935,000
CITIGROUP GLOBAL MARKETS INC.	7059	PALO ALTO TECHNOLOGY OFFSHORE LTD	1384501	03/06/2009	D/A	$500,000,000	$1,820,000
CITIGROUP GLOBAL MARKETS INC.	7059	PALO ALTO TECHNOLOGY OFFSHORE LTD	1384501	02/25/2010	D/A	$500,000,000	$1,820,000
CITIGROUP GLOBAL MARKETS INC.	7059	HedgeForum OZF, Ltd.	1526905	06/14/2012	D/A	Indefinite	$1,805,000
CITIGROUP GLOBAL MARKETS INC.	7059	TES Offshore Feeder Fund, L.P.	1689009	12/30/2016	D	Indefinite	$1,800,000
CITIGROUP GLOBAL MARKETS INC.	7059	HedgeForum York Asia, LLC	1526374	10/14/2011	D	Indefinite	$1,780,000
CITIGROUP GLOBAL MARKETS INC.	7059	HedgeForum ACQ, LLC	1526355	10/14/2011	D	Indefinite	$1,775,000

107 Results

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