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Broker-Dealers on SEC Form D for CITIGROUP GLOBAL MARKETS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 51-60 out of 107 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
CITIGROUP GLOBAL MARKETS INC.7059HedgeForum OZF, Ltd.152690506/24/2013D/AIndefinite$2,305,000
CITIGROUP GLOBAL MARKETS INC.7059HedgeForum Taconic, LLC152637102/01/2013D/A$2,300,000$2,300,000
CITIGROUP GLOBAL MARKETS INC.7059HedgeForum Caxton, Ltd.152690006/24/2013D/AIndefinite$2,270,000
CITIGROUP GLOBAL MARKETS INC.7059CV QOZ Partners B-7, LP179765712/27/2019DIndefinite$2,264,260
CITIGROUP GLOBAL MARKETS INC.7059AVISTA CAPITAL OPPORTUNITIES FUND II (OFFSHORE), L.P.144220510/21/2009D/A$2,250,000$2,250,000
CITIGROUP GLOBAL MARKETS INC.7059Crow Holdings DOF Offshore Feeder Fund, L.P.191194402/22/2022DIndefinite$2,250,000
CITIGROUP GLOBAL MARKETS INC.7059HedgeForum Seligman Tech Spectrum, LLC152636801/31/2013D/A$2,120,000$2,120,000
CITIGROUP GLOBAL MARKETS INC.7059Ten Network Holdings Ltd155288112/21/2012D$2,040,583$2,040,583
CITIGROUP GLOBAL MARKETS INC.7059HedgeForum Visium, Ltd.152691102/06/2013D/AIndefinite$2,025,000
CITIGROUP GLOBAL MARKETS INC.7059HedgeForum HH, LLC152636212/15/2011DIndefinite$2,000,000

107 Results

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