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Broker-Dealers on SEC Form D for RAYMOND JAMES & ASSOCIATES, INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 871-880 out of 972 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
RAYMOND JAMES & ASSOCIATES, INC.705Lombard International Life Assurance Co Separate Account VL 399193737204/25/2023D/AIndefinite$1,250,000
RAYMOND JAMES & ASSOCIATES, INC.705DCX Springdale DST167213006/30/2016D$11,956,522$1,144,000
RAYMOND JAMES & ASSOCIATES, INC.705Alkeon Innovation Opportunity Offshore Fund, LP176907405/15/2019D/AIndefinite$1,000,000
RAYMOND JAMES & ASSOCIATES, INC.705West Town Bancorp, Inc.169195903/03/2017D$500,020$500,020
RAYMOND JAMES & ASSOCIATES, INC.705INVESTX SERIES (PIC-CRB), A SERIES OF INVESTX MASTER LLC193338306/13/2022DIndefinite$500,000
RAYMOND JAMES & ASSOCIATES, INC.705ETRUSCAN RESOURCES INC.101926003/12/2010D$427,276$427,276
RAYMOND JAMES & ASSOCIATES, INC.705West Timmins Mining Inc141049606/16/2009D$451,976$276,720
RAYMOND JAMES & ASSOCIATES, INC.705Central Park Group Carlyle Equity Opportunity Fund, LLC151749104/12/2011D/AIndefinite$251,000
RAYMOND JAMES & ASSOCIATES, INC.705Central Park Group Carlyle Equity Opportunity Fund, LLC151749104/06/2011DIndefinite$251,000
RAYMOND JAMES & ASSOCIATES, INC.705SLG Partners, L.P. II165304309/21/2015D$990,000$178,588

972 Results

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